Dr. Timothy Shanahan 
-  The Personal and Social Implications of Literacy and Literacy Instruction


cotcsmall.swf

Watch Children of the Code videos sequences on line

Index:

Introduction 
Personal Background 
Literacy & Civic Participation 
What is Reading? 
National Perspective & Immigration 
Nothing Wrong with These Kids 
Literacy Inflation 
Why is Learning to Read so Difficult? 
Racial Inequities & NAEP 
Literacy & Social Pathology 
2000 Florida Election & Reading  Difficulty 
Low Literacy, Civic Participation & Health
Low Literacy, Isolation & Shame 
Shame Avoidance & Dependence 
Stairways to Literacy 
Vocabulary, Fluency, Comprehension & Writing
The Code 
Brain Capacity & Speed of Processing 
More than a Principle 
Written Language is Complex 
Decoding Requires Complex Processing 
How Written Language Became so Complex 
When We Fail We Blame Ourselves 
Microsoft Software Analogy 
Social Motivation & Superficial Arguments 
We Know Enough to do Much Better 
Thinking Bent Around the Code 
Phonics is a Code Patch 
Taking the Code for Granted 
Reading is a Virtual Reality 
Emotional Reaction to Ambiguity-Overwhelm 
This is a Societal Problem 

View or Download PDF for printing, saving, and Ebook use

Dr. Timothy Shanahan is the Chair of the National Early Literacy Panel, President Elect (2006) of the International Reading Association, Member of the National Reading Panel, Director of the Center for Literacy, and Coordinator of Graduate Programs in Reading, Writing, and Literacy at the University of Illinois at Chicago.  He received the Albert J. Harris Award for Outstanding Research on Reading Disability and the Milton D. Jacobson Readability Research Award from the International Reading Association. He is a member of the American Educational Research Association, National Council on Research in Language and Literacy, National Council of Teachers of English, National Reading Conference, and the Society for the Study of Reading. Additional bio info

Dr. Shanahan is an internationally recognized reading researcher with extensive experience with children in Head Start, children with special needs, and children in inner-city schools.  During the course of over five hours of conversations, spread across three interviews, we found Dr. Shanahan to be an open minded and well rounded literacy expert whose driving passion is to serve children and families.  He is without doubt one of the least partisan and most noble champions of children and literacy we have encountered. The following transcript is from our first telephone conversation. The transcript of our video interview will be appended as soon as its available.

 

 

 

See copyright policy for info on the free use of this content

The following transcript has not been edited for journal or magazine publication (see 'Interview Notes' for more details). Bold is used to emphasize our [Children of the Code] sense of the importance of what is being said and does not necessarily reflect gestures or tones of emphasis that occurred during the interview. 


Intro
duction:

David Boulton:  It’s a great pleasure to talk with you. You seem to be somewhere in the middle of a big fire.

Dr. Timothy Shanahan:  Sometimes it seems like that.

David Boulton:  So much disagreement and dissent going on around reading related issues and what we can trust and what we can’t trust about the information that is gathered. You seem to be pretty well situated in the midst of it.

Dr. Timothy Shanahan:  I seem to be right in the middle of it and I guess that’s a good place to be. I see my role in lots of ways trying to settle it down.

David Boulton:  It needs that. Maybe we could start with you giving a biographical sketch of yourself and on how is it that you come to this work. Tell us about your passion and motivation to work in this field.

Personal Background:

Dr. Timothy Shanahan:  I came to it initially as a public school teacher. I was a former first grade teacher. I actually started tutoring kids in reading when I was about 18 or 19 years old and got interested in it and started taking some classes and ended up becoming a teacher. That’s sort of how I got here in the first place. I guess what really impassions me is I just have a very strong belief that we haven’t succeeded in giving this literacy franchise to enough people and at a high enough level to many people. I really think we need to do something about that.

Literacy and Civic Participation:

Dr. Timothy Shanahan: Within Western society, full participation in the society is really dependent on literacy and I just don’t think that’s available.

David Boulton: Both instrumentally and cognitively/emotionally.

Dr. Timothy Shanahan:  Absolutely. I often, in my speeches and classes, use economic examples. But reading is part of civic participation, it’s part of enjoyment, it’s part of social interaction, it’s part of religion. It doesn’t have a narrow meaning in terms of what I’m talking about. It’s actually got a very broad set of implications and clearly we have a large percentage of our citizens who either don’t have literacy, which is fairly rare, or have it at too low a level, which isn’t rare at all.

David Boulton: We could say that how well children learn to read is all but fating to the unfoldment of their life.

Dr. Timothy Shanahan: Absolutely.

David Boulton:  That’s kind of the place we meet. This is not like anything else. This is a class unto itself. We think that a pretty radical social reframe of the whole idea of reading has to take place. You’re connected with this at a high level, with the NRP oversight of the nation as a whole, and also grounded in a very specific concern for the well being of people.

Dr. Timothy Shanahan:  I think that’s a fair description. I think that’s what literacy work really is. It has both societal implications in terms of the fate of the nation, what kind of society are you going to live within. It obviously also has that very personal, individual issue of how are you going to think, how are you going to take part in civic life and so on. I think the social and personal implications are always there and I certainly think about both of them a lot.

David Boulton: In our work we make the distinction that it doesn’t matter whether you care about the spiritual or emotional well being of the children of humanity or whether you care about the social economic participation of human ‘bots’ and their economic productivity and really don’t care about the individuals, you still come to the same place.

Dr. Timothy Shanahan:  Absolutely. And that’s why I get kind of bored with the accusations that politicians are supporting literacy only for economic reasons. It really doesn’t matter. What we really want all systems set up towards is making sure that people are getting more literate. Obviously, more literate means different things. If we’re talking about a third grader it might mean just raising his traditional reading level. If we’re talking about an older student or an adult you very well might be talking about using literacy in an entirely different way than they’ve ever used it before or using it to drive a kind of thinking that they never or rarely engage in. As far as I’m concerned, anyone who wants to increase literacy, I’m on their team. 

David Boulton:  That’s how I feel, that’s why we’re talking. Let’s spend a moment and ask: what is reading?

What is Reading?:

Dr. Timothy Shanahan:  Reading, to me, involves some kind of an interpretation of written symbols. Being able to grasp linguistic information that somebody else has put out there in written form, that you can actually make sense of that. More than that, that you can actually think and act with it. I think that for me kind of captures it.

David Boulton:  So, you just made a distinction that underlies the distinction between basic and proficient in a way. On one hand, the kind of instrumental ability to interface with this technology that we might call basic, and then at another level that you’re able to move through it with such fluency that you can think with it, that you can apply it rather than just having words cued into your mind.

Dr. Timothy Shanahan:  Absolutely. It is both of those things. Again, this is one of those places where people get in fights over which is it.

David Boulton:  It’s both.

Dr. Timothy Shanahan:  If you can’t interpret those symbols, whatever form they might take, then you can’t do the other. And if you can only interpret those symbols and can’t think or act with them, then it’s kind of an empty skill. Why would we put much social money behind making this happen?

National Perspective & Immigration:

David Boulton: It might help you read the street signs, but it’s not going to empower your learning to travel in the directions your life is needing. Tell me about the state of reading in America as you assess it from your position with the National Reading Panel and as a member of the International Reading Association – share with us your national perspective of this.

Dr. Timothy Shanahan:  It’s a little complicated, but essentially I look at it and say in terms of what schools have done, we’re probably pretty equivalent to where we were thirty years ago. Things haven’t gotten any better. Likewise I could say they haven’t gotten any worse. We’re probably doing about as good a job as we’ve ever done in dealing with the teaching of literacy. That’s probably both a victory and a defeat because on the one hand we’re managing to teach literacy as well as ever but we're doing it under more difficult circumstances. For example, we have a lot more people in this society who have to learn to speak English while they’re learning to read and the fact is we’re doing that and still maintaining the literacy levels.

David Boulton: So, you could make one comparison and say the people coming into the country that do not have English as a primary language is a greater number percentage than there has been historically.

Dr. Timothy Shanahan: In terms of numbers, we’re going through the largest immigration we’ve ever gone through. And this is a nation that prides itself on being a nation of immigrants. You go back thirty years ago and that door had just been kicked open again. Schools in 1971 had very small numbers of second language kids relative to what they have now.

Nothing Wrong with These Kids:

Dr. Timothy Shanahan:  There’s nothing wrong with these kids who are English learners. These are wonderful kids. There’s not a problem with the kids. The point is trying to teach them to read in the same amount of time that your teaching them to read and learn English simultaneously. The second task is tougher.

The schools have managed to do it. You look at 1971 literacy levels and you look at 2003 literacy levels and you come away saying man, there’s no difference. We’ve held the line. Our schools are terrific. And there’s truth to that, that’s not a fake picture.

The problem with the picture is that it neglects the other side of the equation and that is how does this look from the kid’s angle? The way it looks from the kid’s angle is that there has been a kind of inflation that’s set in with regard to their literacy level.

Literacy Inflation:

Dr. Timothy Shanahan:  Look at it this way. Let’s say in 1971 you had a thousand dollars and you wanted to save it so you hid it in your mattress. You put it away and you’ve held it now for thirty years. No one stole it and now you take out that thousand dollars and you want to spend it. It buys a whole lot less than it would have in 1971. That thousand dollars has lost value because currency has inflated over the last thirty years. Sort of the same thing has happened with literacy. Having 1971 literacy levels, just like having 1971 money, isn’t such a great deal. And the reason for that is because of two things: 1) the incredible growth of technology and 2) the internationalization of our markets and our world.

David Boulton:  The shrinking job base for low-literate labor.

Dr. Timothy Shanahan:  Absolutely. In 1971 if you weren’t very good at literacy, you just didn’t do well in that for some reason, not a problem – you can go out and build a car. You can go into a sewing mill. You’re going to be able to go out and support your family. You’re going to be able to socially participate. It’s not going to be a big problem because you have other skills. You can show up on time, you can work, you can do manual labor. Those kinds of jobs still exist, it’s just that now their high tech jobs. You want to build a car – no problem. Can you handle the computer codes that drive our robotics? The answer to that in far too many cases is no. You want to be a mechanic, that’s fine. Where did you get your Bachelor of Science degree?

We go out and do interviews with people working in different job categories and you’ll talk to people, for example an auto mechanic, and it has gotten so complex that, in fact, the notion of hiring somebody who is uneducated who is just good with machines – that doesn’t happen anymore. Those days are gone. You want to be a truck driver – there will be a computer in your terminal, in the cab of your truck that will essentially allow you to do things like track inventories and book trips. . In other words, it’s no longer true that being a truck driver, a mechanic, or an auto assembler are low education jobs anymore. Medicine, insurance, banking, education and law and so on – those were always high education jobs.

So, what's really happened is we've shrunk the number and percentage of blue collar jobs and more importantly we've turned those blue collar jobs into higher education jobs. What that means is if you don't have literacy skills at a higher level than kids did in 1971, the economic return on your work won't be as great and, therefore, you're not going to live at the same standard that your parents lived.

That’s the tension we’re caught between. The schools are doing at least as good a job, probably a better job, than they ever have, but kids aren’t getting enough literacy to do as well as we have done.

David Boulton: Especially when you consider the dilution of the increased percentage of children that need extra literacy support given their lack of English native language.

Dr. Timothy Shanahan:  That’s our situation. It’s an incredible tension where parents and politicians and media are demanding a better job be done with our kids and the schools are saying we’re doing as good a job as we ever have and we’re working really hard at it. People are getting angry at each other.

But the real key here is, we have to remember, we’re doing as good a job as ever, we haven’t lost sight of anything. The schools haven’t failed us. But we’re asking them now to do more than we have in the past and that probably means we don’t want to give them a kick in the pants, we want to try to help them along and make sure that they can succeed with this big, new task.

David Boulton:  Well said.

Why is Learning to Read so Difficult?

David Boulton:  Why is learning to read so difficult?  

Dr. Timothy Shanahan:  I’m not sure we entirely know that. Certainly, one very small group of kids has something that doesn’t quick work right in their brains in terms of picking up this kind of information. They don’t do it that easily. That doesn’t mean that they can’t learn to.

David Boulton:  They’ve got a neurobiological disadvantage of some form. Now you’re talking five percent or so?

Dr. Timothy Shanahan:  Yes, it’s probably relatively small. People have always argued something between one percent and about twenty percent. It’s probably about three-to-five percent, some place in the middle. There clearly are some kids who, for whatever reason because of the way their neurological systems work, don’t pick up this information easily. They need special teaching and even with that they will probably learn more slowly or have more difficulty than other kids.

But of course the numbers of reading problems that we have go far beyond that. There are so many children, certainly more than three-to-five percent, who struggle to learn to read. Obviously, their struggles are much more with whether they’re being taught, how well they’re being taught, and what they’re social situation is doing to support them – both at home and in the school. I guess the easiest way to sum it up is we’re not doing as good of a job as we need to do as parents or as teachers and that obviously has to change.

David Boulton:  We said earlier that the process of how well children learn to read is all but fating their development in life. About three-to-five percent of children have some neurological disadvantage taking off in the process. The rest of the children that are struggling are struggling for a variety of different reasons, but effectively it has to do with how we as adults are building ‘on-ramps’ into reading that will actually work for them.

Dr. Timothy Shanahan:  No matter what the reason why they’re having trouble, it’s so important in their lives that we as adults find ways of overcoming whatever those problems are. Whether that is some form of a special kind of education or extra education for kids who have learning problems, but also our willingness to adjust what we’re doing for all the kids as we see aren’t succeeding; and being really vigilant about that. Not letting kids slip through the cracks. Not failing to notice when Johnny is falling behind. There’s nothing sadder than seeing a youngster who maybe doesn’t have a major problem, but nobody has done anything to help sufficiently. 

Racial Inequities & NAEP:

David Boulton:  Right, just drowning - not being met in this confusion. The NAEP report – eighty-eight percent of fourth grade African-American children are reading below proficient. The trajectory continues, eighty-four percent of African-American children leaving the twelfth grade are still below proficiency. The general aggregate is sixty-four percent of the nation’s children are below proficient in the twelfth grade.

Dr. Timothy Shanahan:  One estimate of it from those figures is the typical African-American high school graduate is leaving school with a reading level that is comparable to the reading level that an eighth grade white student has. That’s the average. Now, of course, averages are just that. You have African-Americans that perform not only high above the African-American average, but who perform above the white average. But when you look at the two groups the differences are huge and those differences are certainly connected to family income and financial resources.

They’re likely a product of any number of racial bias and inequities in our society, both current and past. It doesn’t much matter if you’ve made things more equal in terms of access right now if past inequities continue to operate. If you happen to live in a poor neighborhood even though your mom now has a job what that might mean is you go to school where the teachers are less likely to be certified, you go to school where the amount of instruction in a given day is probably less than other schools, and so on and so forth.

The big differences in terms of what we provide to our children really do make a big difference in terms of achievement. If we look at some of the international reports that compare our kids with kids in other countries, we obviously have big economic inequities in our society and those are mirrored in the big differences we see in reading attainment. If we look at other countries that have less economic diversity, they have less diversity of literacy attainment. The variation is less. The two things are connected.

Literacy & Social Pathology:

David Boulton:  This plays right into the National Institute for Literacy’s upcoming report on the state of adult literacy and the strong correlations between the patterns that we see at the NAEP level and how they seem to play out in adult society. That high percentages of inmates in prison are people of color and people that can’t read, and similarly in welfare and health care. There’s such a strong correlation between literacy and all these other social pathologies.

Dr. Timothy Shanahan:  How aware you are of what’s going on in your society is correlated with it. How often you vote, whether you’re registered to vote – that’s connected to literacy. Whether you’re working, what level job you’re working in, your likelihood of getting employed – all those are connected. Not all low literacy people commit crime, but it does appear that the largest percentage of people who commit crime are of low literacy. Every social pathology appears to be related to literacy attainment. Every good that we distribute in our society seems to be related to it. Literacy is a great enabler.

Let’s be honest – a child who comes out of an impoverished background in terms of what his mother or father can provide materially – if that kid does well in learning literacy he is much more likely to live at a higher standard than his parents, he is much more likely to be able to participate in any number of social activities that his or her parents can’t participate in. But the deck is stacked against that kind of a child, and the statistics suggest that he or she will probably end up more like their parents in literacy attainment (and the outcomes that can buy).

2000 Florida Election & Reading Difficulty:

Dr. Timothy Shanahan: One aspect of this that I had personal experience with was one of the newspapers asked me to analyze the votes in the 2000 Florida election. Obviously, media attention was  directed to the hanging chads and the failure of the machines to record people’s votes. The thing that is interesting is that in Florida there are probably more counties that are using paper ballots than machine ballots. One of the newspapers said let’s look at the paper ballots and see how we did there. Florida lost even more votes with paper ballots than machine ballots, and they lost these votes primarily because people couldn’t make sense of the directions. 

Florida lost lots of votes because many citizens couldn’t do the simple reading tasks on the ballot. They would spoil their vote by voting multiple times for different candidates. Even this basic franchise of whether you get to cast a vote is connected to literacy. You’re less likely to go and try to vote, but if you do try, you’re more likely to fail and your vote will be lost. We’re almost fifty years beyond the Supreme Court saying there wouldn’t be any kind of a literacy bar to vote in this country.

David Boulton:  Of course there’s going to be. Even if you get around the instrumental simple part of it, you’ve got the deeper issue of whether somebody is a competent participant.

Low Literacy, Civic Participation & Health:

Dr. Timothy Shanahan:  Yes. In fact, one interesting analysis done with adults who are low in literacy is that low literacy individuals are less likely to read a newspaper than a high literate person. But, of course, these folks could still participate by getting information from television and have radio. There’s absolutely no reason why a low literacy person wouldn’t be able to access a lot of the information that is available over those media. 

Except it turns out that lack of literacy has an isolating effect. What happens is low literacy people are less likely to watch informational shows on television, they’re less likely to watch news, for example, than other kinds of television.

David Boulton:  How can they navigate?

Dr. Timothy Shanahan:  Exactly. They just don’t pay attention to stuff like that which means, they miss out on information about the candidates and elections and so on, but they also miss out on the large amount of health information that is on television news and so on. They don’t find out about the free pap smears down at the clinic. They don’t find out about the new statistics on smoking. They don’t find out about how to take care of their children better. And so their kids are at greater risk in all kinds of ways and they themselves are at greater risk.

David Boulton:  We’re trying to pay a lot of attention to that. The underlying connection here is both a lack of the instrumental ability which would allow them to navigate a field of options, and also an aversion to being intellectual that comes as a consequence of this shame.

Low Literacy, Isolation & Shame:

Dr. Timothy Shanahan:  It is a kind of shame and they do hideout. Again, you see that participation in professional organizations and honorary societies are more linked to high literacy than low literacy. Well, that’s not surprising to anybody. But then you start to look and you see that adults who are low literacy are less likely to participate in athletic organizations. They’re less likely to participate in religious organizations. They don’t take part in as many of the social activities. They essentially get isolated.

You talked about it being an intellectual aversion, I think that’s part of it, but I think it’s even bigger than that. I think there’s a kind of a pulling back, there’s an embarrassment.

David Boulton:  A shame aversion to everything that can stir up the kind of shame they want to avoid.

Dr. Timothy Shanahan:  You got it. It plays out in terms of I’m not going to participate in an intellectual discussion or debate, or whatever, but I’m also not going to participate in a lot of other social activities as well. So, they really are losing out on big chunks of their lives. 

What it means is that we’ve put through the Civil Rights laws of the 1960's and we’ve done so many things to try to facilitate full participation, but literacy still is there as a barrier holding people out, even though politically the barriers have been taken down.

David Boulton:  In a recent report from ProLiteracy, according to their surveys and also by American Medical Association research, they find that most of the people that can’t read go to inordinate lengths to hide it. Something like sixty percent haven’t told their spouses. One projection was that when low literate Americans walk into a grocery store or department store they are stirred with anxiety trying to make sure that they can get past the cash register without making a mistake that they can’t afford but that they can’t know they’ve made because they don’t have the skills.

Dr. Timothy Shanahan:  This hiding of the problem is real common. I don’t have a lot of statistics on it, but I have many personal experiences. For example, the mother who had come into one of our literacy programs – her kids were eight or nine and she was taking literacy classes because she didn’t want to hide it anymore. Her children, even at their age, didn’t know she didn’t have literacy. It was really surprising that she could hide that from them living in that household for so long. She said she always had to be on guard.

For example, she told us that, ‘When the kids come home from school I always make sure I’m busy – I’m washing, I’m ironing, I’m doing something so that if they come in and say here’s a letter from my teacher it allows me to say set it down I’ll get to it later, I don’t have time for that right now.’ She would depend upon her husband to do her reading.

In North Carolina we held a seminar on literacy for some teachers and we brought in a local business man who was low in literacy and he was willing to come in and talk to the teachers. The thing that was important was only two people in his life knew about his literacy problem: his wife and his business partner. Nobody else knew because he feared that if any of potential clients knew of the problem, he wouldn’t get contracts. He wanted this kept absolutely secret. We literally had to smuggle him onto the campus where we were working and put him in a room where we pulled the shades and had a guard at the door.   (see Shame Stories)

These fears, sometimes it’s just a personal thing, that I don’t want my children to think less of me, and in other cases it really has larger meaning in terms of I don’t want to be discriminated against.

Shame Avoidance & Dependence:

David Boulton:  Sometimes it’s so powerful and fast and operating before those kind of rational reasons to just be an avoidance. One of the dimensions that we’re trying to bring to this is our work with emotional scientists and cognitive scientists and neuroscientists and bringing together just what is going on here. There’s no question human beings generally do not like to feel shame. We learn very young to become escape artists.

Dr. Timothy Shanahan:  Absolutely.

David Boulton:  We’re being put into circumstances, with this learning to read challenge, in which day after day, week after week, month after month, in some cases year after year, we’re forced to do something we’re not good at. It’s not like basketball or sewing or music or other things that are an option –you can’t avoid it. And these kids are developing a shame aversion to the feel of their own learning.

Dr. Timothy Shanahan:  Absolutely. And when they become adults it ends up becoming a part of the social reality of their lives. It’s not just harder to learn then, but emotionally that whole network that builds up around you makes it tougher. So, if you’re that low on literacy what usually happens is you have to find somebody you can depend on. I might not want the whole world to know, but maybe my spouse knows that I am illiterate or maybe it’s one of my older kids, but nobody else does. What that does is it builds a dependency. If I were especially low on literacy and my wife knew it she would do certain things for me to take care of me and make sure that I’m okay. But what happens to the relationship when I decide this is terrible, I have to go learn literacy, I’m going to go enroll at the local library program or whatever. How much does that threaten the partner who has come to depend on my dependence?

Quite often when an adult who is really low on literacy goes off and becomes literate it leads to divorce. There are many cases documented where women are beaten or abused in various ways, either verbally or physically, certainly emotionally, because the partner who is depended on doesn’t want to give that up. The reason you’re going for literacy classes is because you want to get away from me.

Even when it’s a child who is the one who is being depended upon, the children get quite angry. It’s like mom wants to leave me or mom doesn’t love me anymore and that’s why she’s doing this. The trick is to catch this thing early enough so we don’t get to that point where there are those kinds of problems in people’s lives. That is essential.

Stairways to Literacy:

David Boulton:  That brings us back to the core purpose of all of this. We’ve touched on the social, civic, democratic participative processes; in our conversations with Whitehurst and Doherty we touched on the hundreds of billions of dollars involved every year. We’ve touched on the psychological interior shame aversion implications of not being able to read, and the obvious academic implications relative to reading as the gateway skill to reading to learn that is so important to education and to subsequent economic opportunities. We can come at this from all these different dimensions and it comes back to we need to build an effective stairway for these children to get into reading.

Dr. Timothy Shanahan:  Absolutely.

David Boulton:  So, let’s go there for a moment.

Dr. Timothy Shanahan: Sounds good.

David Boulton: Let me set up this one question for you if I could. One of the major things that seems to be at the base of the polarities or the dichotomies is that, on the one hand, without the experience being consciously meaningful there is insufficient interest to power the engagement process. Without comparatively meaningless, unconscious assembly construction, decoding, disambiguation and projection from this lower level up into consciousness – there is no meaning.

Dr. Timothy Shanahan:  If we’re talking about teaching here, certainly one fundamental notion that would need to be stressed is how complex literacy is. Frankly, it’s that complexity that you have to introduce to kids. It’s not we’ll work up to the complexity. We actually start there.

I guess for most kids the beginning would be kindergarten or first grade, in terms of formal teaching being introduced into their lives. Some kids, of course, get that at home, some kids get it in pre-school. But the greatest number get it when they’re probably about five or six when it comes to literacy. Certainly there’s a notion that, somehow, if we just teach the code, if we just teach kids the letters and what the sounds are, and teach them those entry level skills then everything will be fine.

But, frankly, our best programs don’t really do that. Our best programs teach those entry level skills, but they’re simultaneously introducing kids to the idea of reading; the social, meaningful aspects of reading. And so, they’re dealing with comprehension or thinking with text when kids are five and six. They’re doing that right along with teaching them the letter sounds and teaching them how to recognize those first words. It’s not an either/or.

Vocabulary, Fluency, Comprehension & Writing:

Dr. Timothy Shanahan: From the very beginning we have to teach a whole variety of things to kids. In fact, in terms of what I tell teachers or how I organize things in schools that I work in, is that there really are four big things that have to be addressed with literacy instruction.

One of them has to do with words. Initially, you’re talking word recognition. You’re talking all those phonics skills and letters and stuff like that. Eventually, that goes away and it becomes about working with word meanings, working with vocabulary, building up kids’ knowledge of academic language. That’s one piece if it.

The second piece of it is what’s come to be called fluency, which really means you cannot just recognize words, but you must string those words together so that if you read a text aloud it would sound like language. The words would be grouped properly. You would have the emphasis on the right ones.

David Boulton: And it would be flowing at a pace that is consistent with our attention, our natural flow of listening.

Dr. Timothy Shanahan:  You’ve got it, exactly. So, that’s an important piece and we work on that piece all along until kids get to some high enough level that we’re satisfied.

The third piece is really working on comprehension and thinking about text. Teaching kids how to think about text, but also engaging them in some of those intellectual conversations that you’re talking about. 

But right from the beginning you can have a really interesting conversation with a five year old about the ideas presented in the children’s book. And so, getting them engaged in that grand conversation early on and all the way through is pretty important. And of course, that means learning different discourses, that means getting exposed to different kinds of text, and really different kinds of worlds.

And then finally, knowing how to compose your own text. Knowing how to write, knowing how to communicate so that you’re not always in the role of just interpreting other people’s ideas, but you’re able to put your own ideas out there.

I think all four of those things have to be taught all the time. If you go into a first grade classroom you should see all four of those things getting a fairly substantial amount of time, each one. If you go into a twelfth grade classroom you should be able to see all four of those things happening. And if they’re not, we’re probably not doing the full job of teaching literacy and the scores aren’t going to go up and the kids aren’t going to be able to participate in the ways that we’re talking about.

The Code:

David Boulton:  Excellent. There’s no question that it requires a very carefully balanced, ideally on a per-child basis, on-ramp through these different domains that you spoke to. Now, let’s take the relationship amongst these pieces because while we can say they’re relatively autonomous behaviors and functions, they’re all implicitly integrated at a level underneath them all. We’re talking about a radically, unnatural, artificial code processing challenge.

Dr. Timothy Shanahan: An invention.

David Boulton: Yes. An invention that is 3500 years old and that for the first 2500 years of its rise to become the ‘OS’ (operating system) of western civilization, it was largely phonetic.  It degenerated through ignorance and neglect during the collision between the Latin and the English to develop these letter-sound confusions. It’s already radically unnatural to be a code processor, but you could argue that that’s just a high speed naming and blending process. In its original incarnation, see a letter, say its sound, blend it together fast and its code-cued speech – no problem. But now, because of all the confused letter-sounds there’s this ‘internal assembly required.'

Dr. Timothy Shanahan: Absolutely.

David Boulton: Which is an entirely different challenge than the human brain evolved to deal with.

Dr. Timothy Shanahan: Absolutely.

Certainly, you can abstract these, we can talk about them separately, you can teach them separately, but ultimately they have to come together. It doesn’t do you much good to be able to  just read a list of words. Or it doesn’t help you to be just fluent, or even to just be able to think clearly. All of these things have to get linked up and instruction can play a big role in that, in terms of tipping kids off to what’s really going on here.

For example, say a high school teacher brings in a scientific text for the students  to read and does some work on the word meanings so that youngsters can interpret those words and understand the meaningful parts of those words because our language is morphemic, that is that words are made up of meaningful parts. The word cat refers to an animal that has certain characteristics but then you put on that additional little piece, that S, all of a sudden you’re talking about more than one of those animals. Combining meaningful parts becomes pretty important in vocabulary learning, and so the teacher teaches that but then also makes sure that the kids actually can read this kind of language. The students still might not understand what that discourse should sound like. The teacher might read some of it aloud to the kids so they can hear what it should sound like.

More importantly, at the level we’re talking about, the teacher engages the kids in trying to read this like a scientist would. It isn’t enough that you can just pull the information out of a text. Different groups of people read in different ways and scientists are going to look for certain kinds of information. They’re interested in certain kinds of relationships among the ideas in a text. Somebody has got to tip students off to that.

David Boulton: Right. This presumes that the underlying processing engine that’s projecting this word stream into consciousness…

Dr. Timothy Shanahan: Is there.

David Boulton: Is there, yes.

Dr. Timothy Shanahan: It’s intact and has been taught.

David Boulton: And it’s functionally efficient enough that it’s not dissipating the processing resources needed to reflect on and think about the meaning.

Dr. Timothy Shanahan: What that depends on is kids who have been taught to interpret the letter-sound correspondences and how to use those proficiently to decode and spell early on. 

Brain Capacity & Speed of Processing:

Dr. Timothy Shanahan:  One of the things that is so critical is that our brains only allow so much stuff to go on at one time. The faster and easier you can do some tasks, the more room you have to do other ones. So, this notion of if I can recognize the words quickly and easily then when that other person starts asking me these scientific questions I can struggle with that, I can really focus on that. I’m not going to be so tied up with phonemic awareness and phonics  - is that a /f/ sound? I mean, they’ve lost it by then.

David Boulton: One of the things that we notice is there is a very definitive, first-person, observable correspondence between the articulation stutters of a struggling reader and the code confusion that they’re actually encountering at that part of the stream of reading.

Dr. Timothy Shanahan: Oh, no doubt about it. And so again, all four of those things need to be taught and they need to be taught at all levels. If students don't learn to recognize words and decode, and to turn the letters into language, all the rest of the process is at great risk.

David Boulton:  Right. This is one of the differences that we explored with Reid Lyon – it’s often called the alphabet principle or the alphabetic insight; as if there was some principle to grasp, after which this processing would work.

Dr. Timothy Shanahan: Right.

David Boulton:  Which doesn’t seem at all an appropriate way to think about it. What we’re talking about is faster than consciousness, unconscious processing reflexes that have got to recognize a letter and put it into a kind of buffer space where it’s got to reside, hanging in time, while other information comes in and is applied from other sections of the brain to disambiguate that letter’s actual sound rather than its field of potential sounds, and assemble a recognizable whole word for comprehension to pick up and move with.

Dr. Timothy Shanahan: That’s exactly right. What you’re describing is incredibly complex and it almost sounds so complex that it would be unteachable. The fact is that it’s very teachable.

David Boulton: It’s very teachable. Yes, I think so, too. 

Dr. Timothy Shanahan: The key here is a lot of what the students have to come to learn, they have to learn to do unconsciously, so quickly, so easily that they don’t have to pay attention to it. That said, when you start out you have to pay a lot of attention to it and the instruction has to be fairly explicit about what’s going on here.

More than a Principle:

David Boulton:  Absolutely. I’d like to circle back to that, but before we move there, the other thing that seems to be missing is some discussion about the spectrum between basic and proficiency. Most people would say that people below basic have not gotten the alphabetic principle with the caveat we just put on it. 

Dr. Timothy Shanahan: For the most part that’s true.

David Boulton: So, then we could say that the people below proficiency may have gotten an instrumental ability but it’s not all happening fast enough to create transparency and an ecology of processing that will leave enough energy left over for the subsequent processes to comprehend and act on. So, code processing runs the spectrum.

Dr. Timothy Shanahan:  Absolutely. It’s not just knowing it (the code), it’s knowing it at a level and speed and facility that allows you to automatically, without conscious attention, fire these routines off.

One of the things that’s remarkable about it is when you look at what it is that somebody must do. If you do some kind of a logical analysis of print and map how that would go into the brain and use what we know about how much information the eye can pick up at a time, and so on, you’ll come to a picture of people able to look at every letter, see these patterns within words and know what that means in terms of their sound values and turn that into oral language and then interpret that in a way that they would oral language. It’s fairly linear, it’s fairly straight-forward and it seems like, oh okay, let’s just teach kids those patterns and let’s teach them the relationships and it’s going to be fine.