Dr. Donald L. Nathanson - The Role of Affect in Learning to Read - How Shame Exacerbates Reading Difficulties


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Index:

Attention is an Emotion
Ambiguity, Shame and Cognitive Shock
Self Transparent Reading
The Multiplication Effect of Shame
The Implications of Shame
Affects ‘Aim’ Cognition
Shame Worsens Ambiguity
Distraction and Affect
Shame Disables Reading
The Downward Spiral of Shame
The Compass of Shame
Decoding Reflexes
Affect Scripts
Code Processing: Affect & Cognition
Reading and Verbal Intelligence Exercise
Learning Involves Both Affect & Cognition 
Effect of Learning to Read on Childhood  Development
What Happens When Children Become Ashamed of their Minds?
The Four Poles of the Compass of Shame
Shame is a Learning Prompt
Contextualizing Challenges to Minimize Shame
Natural Intelligence and Reading Errors
Understanding Affect is Critical to Education
First-Person, Learning to Teach
Misconceptions about Shame
Developmental Consequences of Pervasive Reading Shame
Ashamed of our Thinking


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Donald L. Nathanson, M.D., is the author of Shame and Pride and Knowing Feeling and is an international leader in the study of human emotion. He is Clinical Professor of Psychiatry and Human Behavior at Jefferson Medical College, and founding Executive Director of the Silvan S. Tomkins Institute
Additional bio info

The following interview with Dr. Nathanson was conducted in Washington D.C. on September 8, 2003.  We found Dr. Nathanson to be a person who cares deeply for the emotional well being of children and who is dedicated to advancing our understanding of the emotional-science issues effecting their lives. 

 

 

 

 

 

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The following transcript has not been edited for journal or magazine publication (see 'Interview Notes' for more details). Bold is used to emphasize our [Children of the Code] sense of the importance of what is being said and does not necessarily reflect gestures or tones of emphasis that occurred during the interview.

David Boulton:  I’d like to start with what impassions you, what has brought you into the kind of work you do.

Attention is an Emotion:

Dr. Donald Nathanson:  So often when we think about education and the education process we take the position that education is about the way a child receives information and processes it. That’s entirely cognitive. But it turns out, that to the surprise of most people, education is also about emotion.

I don’t just mean that you have to learn how you’re going to control your emotions in the classroom. I mean,  we take it for granted that we have to pay attention to the material that the teacher is showing us, pay attention like everybody else in class is paying attention, but what I mean is that ordinary, normal, attention itself is an emotion.

We didn’t really understand that for many years. We thought there was normal attention, but that distraction from it involved emotions. Now we understand that there is a specific emotion that involves the range from mild interest to sheer excitement. You can see it in the face: the brow, the eyebrows are down, the face is sometimes tilted to the side. If you look at the infant you see the facial attitude we 'know as track, look, listen'. And when the child focuses, pays attention, really gets interested and involved with what’s going on, that’s what we think is the normal approach to learning in school.

Well, you’ve heard people talk about Attention Deficit Disorder, and strangely it is treated with medications that alter emotions, even though everybody thinks it’s treating something cognitive. It isn’t. What it’s doing is making more interest available to the child.

Now the question comes up, and a question that’s vital I believe to this work on the problem of learning to read, that there’s nothing natural about learning to read. In a sense, we trick the child into paying attention to words on a page as if he or she is going to be able to understand those words. Oh sure, we can say C-A-T spells cat, see Dick run, or look at the dog, and those words are probably pretty easy for the kid to decipher. But just as soon as the child runs into words that are more ambiguous, that a child can’t figure out immediately, that child goes through a process that’s been poorly understood until recently.  

Ambiguity, Shame, and Cognitive Shock:

Dr. Donald Nathanson:  What happens as you look at something that because of your interest and attention you think you’re going to understand, but you can’t understand it? The amount of interest that you’ve put into that moment of study is impeded because something has become so ambiguous, so problematic that it interferes with the emotion that was powering attention at that moment.

Any acute interruption in the affect we call interest, (in a situation when it is logical for that interest to continue), triggers another physiologic mechanism that we call the physiology of shame or shame affect. Now this is not trivial because just as soon as shame affect is triggered it brings about in the mind of the child what we call a cognitive shock. 

Scholars all through history have noted that the moment of shame makes them unable to think clearly. And this moment of cognitive shock is followed by other physiologic mechanisms: shoulders slump, the face is turned away from what a moment ago seemed interesting, and then we begin to reflect on other experiences we’ve had of this shame happening. Experiences of inefficacy, inadequacy, unpreparedness; all of a sudden our mind, our consciousness is flooded not with the printed material on the page, but flooded with a whole bunch of experiences that have to do with our worst possible self. 

Self Transparent Reading:

David Boulton:  Alright. Let’s build off of that. We know that when someone is reading, when we’re reading well, we become self-transparent. We’re not occupied with ourselves; we’re in the stream and flow of what it is we’re reading, though there may be an evaluator that’s coming in at another level to what we’re reading.

Dr. Donald Nathanson: Let’s take for a moment what happens when a child or an adult is reading easily and successfully. Our eye goes across the printed page, we follow the line, we follow the words, the words get somewhere in the brain where we get an idea of what they mean and we begin to think about what the words say. When that happens we have what we call association. The words make us think of something and we may have lots of emotional reaction to what we read. That’s the normal process of reading for someone who can read easily.

Let’s take the situation of a child or an adult who can’t read easily. What’s happening is that the inability to decipher what’s on the page, that inability triggers this affect of shame and it interferes with our ability to understand what’s on the page because of that cognitive shock I mentioned a moment ago.

And that’s another part because as we’re reading and we don’t understand what’s on the page and we’re having these feelings about our worst self, these shame based thoughts and feelings interfere with our ability to take in what we might next have been able to understand easily.

So the acute experience of shame during the process of failing to decode what’s on the page is a feed forward mechanism because it prevents us from understanding what we might have been able to understand and it makes the whole reading experience unpleasant, more difficult, challenging.

That might be acceptable if we’re sitting by ourselves trying to read something. But when we’re in a classroom situation, that moment of shame is multiplied by how we feel because we’re in the eyes of everybody around us. There’s a big difference, for instance, teaching a child to learn one-on-one at home, tutoring, because then if we’re in the presence of someone we know loves us, if we feel safe, that moment of shame is brief and not very toxic. But when we’re in school and every other kid there is constantly at risk of shame, if every other kid, like the young reader we’re making the subject of this discussion, is afraid of what embarrassment he or she might experience then all of them are happy that ha ha, he can’t get it, he didn’t do it, and they feel better because they can put down or diminish somebody else. 

The Multiplication Effect of Shame:

Dr. Donald Nathanson: So in the classroom situation there’s a multiplication effect. The more trouble any individual has reading in a classroom situation, the more likely that child is to have further shame affect interruption of the normal interest in reading. Immediately downstream what do we have? We see kids who simply say I don’t want to read. I don’t want to try because every time I try in class I’m going to feel worse. I’m not going get rewarded like Francine or Billy, I’m going to get laughed at and that hurts.

So first the shame comes from being unable to decipher the code. Then there’s the shame that comes because you did it in public. And then there’s the next level of multiplication of shame experience; that the other kids will compare you to them and they feel better than you for that moment and your position in class is reduced tremendously. That means the simple failure to figure out what the letters mean on the printed page has not only become difficult for you to understand yourself, but it’s placed you in a position relative to your peers where you are defined by them as lesser and it’s acceptable to laugh at you and deride you for this inability to read.

If you’re reading one-on-one with a parent, a loving tutor, an older sibling who’s helping you and you feel safe, then that moment of shame is not magnified as it is in the classroom situation. So when tutoring one-on-one, the nature of shame is that we feel less dangerously exposed if we feel loved. It’s merely exposure. But when we’re in the atmosphere of the classroom where every other child in that classroom is at risk of feeling exposed and compared invidiously to every other kid, then an error I make in reading reduces me in everybody’s eyes and I’m better off not trying. 

The Implications of Shame:

David Boulton:  So we’re describing a series of different interrelated layers. One has to do with the pure processing implications of shame interrupting cognition. Then we have how is it that this is effecting the individual? What happens to them psychologically? What’s happening in the context of the group? Then finally, along the same spectrum, what’s happening to children that are day after day, week after week, month after month, year after year, feeling chronic shame in relation to reading? What are the various adaptive strategies, 'Compass of Shame' strategies, that emerge to deal with that shame? What’s that doing to them developmentally? So we’ve got cognitive mechanical shame implications and then these different layers.

Dr. Donald Nathanson: Alright, so let’s just plot what we’re talking about. I talked about the affect interest and then the interruption of shame, but I didn’t say clearly enough what I mean by cognitive shock.

David Boulton:  Like we said, like the brain scientists say, reading, at least in the beginning stages, requires a lot of mental bandwidth, a lot of processing bandwidth is required.  Regardless of the other consequences of shame, just the emergence of something that’s so powerfully consuming as a concurrent process, is distracting the bandwidth and energy necessary to process the code. Even if we didn’t say anything else, that is important. Let’s go from there.

Dr. Donald Nathanson: Let’s look for a moment at what we believe is going on in the mind of the child who is learning to read. Learning to read in a classroom situation takes the totality of the child’s attention, just as it does for us as adults. We must read, we must focus, we must keep as cleanly and clearly as we can to what’s on the page. But for the child, we always say that children are inherently distractible. That means that they are prone to shifting to something else. 

Affects ‘Aim’ Cognition:

Dr. Donald Nathanson: Most of us were raised with the idea that emotion is only something that distracts us from solid, important thinking. But now we know that there’s more than one kind of thinking, that the kind of thinking we see in reading involves certain parts of the neocortex that are our most, our highest level of cognitive ability. But what people haven’t realized until fairly recently is that the processing equipment that we call the neocortex does not start to operate until the emotion system, or what we call the affect system, aims the cognitive mechanism.

If you think of these affects as a series of spotlights, each of a different color, each motivating us in a different way, then what happens when a spotlight turns on is we focus on that and we’re completely involved with whatever the spotlight shows us. Now, when we’re given something on the printed page, we focus on it in a way you can see on the face of the child. The eyebrows are down, the face is in the attitude we call track, look, listen; that’s an affect we call the range from mild interest to great excitement.

As long as the child or adult remains interested in what’s going on then the cognitive apparatus is aimed securely at the task that’s to be done. What happens though if something on the page doesn’t make sense? Supposing on purpose you introduce some nonsense squiggles that have nothing to do with the alphabet we use, you just put little random squiggles. You’d see the child look and then if the child were in a situation where he or she was being watched by everybody else, you’d see the child kind of slump. Just like this look of the eyebrows down and this look of track, look, listen is one of these affect spotlights. That slump is the spotlight of the affect we call shame. It’s the reaction to any interruption during something we’re paying attention to with the affect interest.

Shame Worsens Ambiguity:

Dr. Donald Nathanson: So shame is a response to an impediment to whatever we were doing that we were interested in. What happens when the moment of shame occurs? It causes what we call a cognitive shock. “No one can think clearly in the moment of shame,” Darwin said that over 100-125 years ago. Sartre said, “Shame always comes upon me like an internal hemorrhage for which I am completely unprepared.”

We’re unprepared because we were interested in something and to the degree that we were interested in it, we’re now feeling this horrible feeling of shame where we can’t think clearly. The spotlight of shame focuses us in a confused manner. That’s the job of that spotlight. Just like the spotlight of anger makes us focus angrily on something and the spotlight of distress makes us focus while weeping. Each of these affect spotlights has its function and the spotlight of shame makes us droop like this, turn away, and for a moment we can’t think.

As this happens to the child, the cognitive apparatus is turned off. If you can’t think clearly in the moment of shame, everything is working properly. The normal response to shame is to worsen the ambiguity.

David Boulton:  In addition to the spotlight I am running on, I’m interested in something I’m doing. Shame kicks on and it’s almost like for some period I have spotlights going in different directions and my attention is going in two different directions and I’m confused.

Dr. Donald Nathanson: No, it isn’t going in two different directions. What happens is the spotlight of shame takes over and you cannot look at what just triggered the shame, you can’t go there. It’s not that you’re in two different directions. We go wherever affect sends us the instant the affect flips on. So another spotlight has turned on focusing us on this moment, telling us that we can’t focus.

David Boulton:  So that it’s polarizing and mutually exclusive. They’re not parallel processing, they’re serial, linear.

Dr. Donald Nathanson: Yes, that’s right. Let’s define this.

David Boulton:  Good, exactly, that’s what I’m trying to get to. So there’s a movement on this track, this other thing comes in and basically boom! It points me in a different direction and I lose the ability to maintain the entrainment with the reading process that was happening.

Dr. Donald Nathanson: Okay.

David Boulton:  I want to get to that one split because irregardless of the subsequent feelings involved from a point of view of just pure processing, the very core of how we process reading gets taken out when shame comes in. It becomes disabled.

Dr. Donald Nathanson: Let’s try another way of doing this. 

Distraction and Affect:

Dr. Donald Nathanson: It’s so much taken for granted that small children are distractible that we don’t ask often enough what does that mean that they’re distractible? But the answer is pretty simple. In the young child, every time one of these affect spotlights go off and points attention somewhere, that’s where the child is going to look and is going to look in the way motivated by that particular affect.

Let’s say you’re in a classroom situation and some other kid drops a book to the floor and it makes a loud thump. Everybody in the room is going to look toward that sound. At that moment they’ve been distracted, but they aren’t really distracted. Tract, of course means pulled, as in a tractor. So distracted means they’re pulled away from what they’ve been interested in a moment ago, and now the affect with that sharp noise triggers what we call the range of surprise to startle. The thumping book is a sudden on, sudden off stimulus and we call that the range between surprise and startle. What that does is it turns off anything that had been going on in our minds at that time. We are now prepared to look at whatever might have caused the startle because the affect of surprise-startle is the reset button to the affect system.

Now that the reset button has been pushed by the thump of the book falling, our mind is completely blank, we go over to try to figure out what that was and we have become distracted. We’re tracted, we’re drawn over to that startle. Similarly, when another child starts talking the kid is going to look over to the source of that conversation. That’s normal.

What we do in classrooms is the teacher says, in effect, you should be embarrassed to change your attention from what that kid’s doing by making noise or waving and doing tricks or clowning. You should be embarrassed that you left the task at hand to pay attention to that kid. We use shame to maneuver and manipulate children in the education process.  

Shame Disables Reading:

David Boulton:  I want to put the classroom and the other subsequent complications and stages of the shame conversation on hold.  Let’s come back to: I am interested in something and then the shame spotlight hits and boom – I’m going off into whatever shame makes relevant. Quite independent of all the feelings that we have about shame, all of the subsequent concepts about shame, I am interested in talking about the fundamentally disabling influence of shame on the reading process.

Dr. Donald Nathanson: I’m asking you to consider that there are two forms of cognition in the learning process. One is the neo-cortical brain, our most recent evolutionary adaptation, that lets us process information. It lets us correlate new things we’re learning to stuff we learned before. It lets us calculate, remember, store, associate, all those wonderful things about the neo-cortical brain. But there’s another part of the brain that is critical here, that’s the affect brain. What the affect system does is it focuses this new neo-cortical mechanism; it focuses on what needs to be done next.

So just as you can be really interested in whatever you’re studying and a book thumps in another part of the room and you and everybody looks over where the noise came from, when something ambiguous appears in front of us, a squiggle that makes no sense, a collection of letters that doesn’t as we say, read-out, our attention can lose focus on what we were interested in.  When we are reading along and suddenly it stops making sense our flow becomes interrupted and we may frown and look away for a moment. What’s happened is that the attention to what we were reading became focused instead on the shame we felt about being confused.

So if there’s something we can not understand, which always happens to me by the way when I read English text and the author has put something in Greek letters. I always go ugh because I don’t read Greek. That’s a moment of shame. I am now focused on my inability to read Greek. I have left completely everything the author wanted me to know and I’m having a moment of shame that I cannot read Greek letters, I cannot understand Greek words. And then I have to go back to the text knowing I haven’t really understood what the author wants me to understand. I go back to the text with a reduced feeling of self-confidence and I try to figure out what might that have meant. If that happens to me, as a skilled good reader adult, what must happen to the child? I know that I have a lifetime of successful reading, but that’s not what’s happening to the child, and our educational system has not taken that into account adequately.

When the child sees a stimulus on the printed page that can’t be deciphered for any reason, another spotlight takes away the spotlight of interest and that’s the spotlight of shame. Just like when that book dropped, the spotlight of startle distracted the child’s neo-cortical cognitive apparatus to think about what made that noise. The spotlight of shame forces us to think about our worst self, our defects, everything that has previously ever triggered shame. It is only with the greatest of strength that we remove ourselves from what shame focused us on, another spotlight, and we come back to being interested on the page. And we don’t go back to it like that, we go back like ugh, very slowly and very painfully. That’s what’s happening to the neo-cortical cognitive apparatus in that moment between interest and shame and the return from shame affect.  

The Downward Spiral of Shame:

David BoultonThat’s great. This is what we’ve been calling the downward spiral that happens in reading, a variation on your compass. The more shame that they’re experiencing in the overall learning to read process, the more that this is going on, the more that it’s interrupting the possibility of a good experience of reading, the more that it’s triggering shame, the more that this thing starts to work against itself.

Dr. Donald Nathanson: Do you think that you can ask a simpler question sir? That was a very complicated thing you said. What I’m joking about is as you go from a momentary, a scene of shame to the assembly of multiple scenes of shame occurring during the process of reading, then you have a buildup in the individual that we call script formation. It’s no longer a matter of just the affect shame pulling us with a new spotlight to what we can’t understand. It’s more evidence that we are poor understanders, that we are poor readers. (One of the things that can happen a great many times as we start to read and experience this painful shame.)

If a great many times that we’re reading the ambiguity triggers a moment of shame and we begin to associate reading with the pain of shame, then wouldn’t we be stupid to keep reading? What happens is that the child says I can’t read or I don’t want to do this or you can’t make me do this or reacts in a number of ways that frustrate the intent of the teacher.

This business of being unable to decipher what’s on the printed page has huge consequences for a child’s self esteem. That is the child’s general concept of who he or she is has huge consequences for how we see ourselves relative to our peers and forces us to defend against this bad feeling in a number of ways that I call the Compass of Shame. 

The Compass of Shame:

Dr. Donald Nathanson: You see, if shame is a spotlight just like all the other affects, if shame is a spotlight that pulls the neocortical cognitive apparatus to focus our attention in a shame based manner, then every shame experience focuses us on incapacity, deficit, failure; all kinds of things about our worst possible self. The spotlight does that. It’s not a spotlight anybody particularly likes. So what we do from earliest childhood is we find a number of ways to get away from what the spotlight has evolved to show us.

Rather than maintain our attention on what feels awful about us, on our worst possible self, we learn from earliest childhood a pattern of four styles of behavior, each of which reduces the likelihood that we’re going to focus on what’s wrong with us. I call this pattern of responses the Compass of Shame. We go into the Compass when we don’t look at what the spotlight is showing us.

David Boulton:  Would you say that you could also describe the compass as an escape from the feeling?

Dr. Donald Nathanson: Yes.

David Boulton:  Okay. I think that’s short and powerful. I don’t want to feel that feeling, I want to escape from that feeling and we have four different escape routes.

Dr. Donald Nathanson: As I’ve been saying, shame is one of the spotlights that makes us feel terribly uncomfortable. It’s not the worst, it’s not the only one, but it does make us terribly uncomfortable and it makes us focus on things we really would rather not know about ourselves. There is an escape route. It’s not a great route, but everybody uses it.

When we don’t want to focus, when we want to get away from what the spotlight of shame is trying to show us, we move over to what I call the Compass of Shame. It’s an escape route, it’s a safety route. It’s a place where we can feel better than we’re going to feel if we look at what shame has evolved to show us. For the moment, working, living in the Compass of Shame feels better. It’s not terribly good for our future and it’s not terribly good for the development of an authentic sense of self, but it sure feels better.

What are these four poles of the Compass? The first we call Withdrawal, and in that mode we withdraw from the eyes before which we’ve been shamed. You see it a little bit in the physiology of shame because we slump like so. Well, at the Withdrawal pole we slump and move away from the eyes of others even more. If shame affect, if the physiology of shame, decreases or cuts our connection with others, the Withdrawal pole…

David Boulton: The withdrawal, in a way, is this shrinking back within, a contraction away from the feeling.

Dr. Donald Nathanson: Yes, it’s a withdrawal into the self. It’s a complete loss of connection. Let me go over that. Let’s look for a moment as we shift from whatever the spotlight of shame was trying to show us to the Compass of Shame at the withdrawal pole. If the physiology of shame is that we turn away like this, the most natural first defense against shame is to pull away even more. We can pull into the self so we appear completely unconnected with anybody. We can really withdraw as the little kid does behind the hidden face or behind mommy’s leg or by running into another room, or an adolescent goes into her room so as not talk to anybody. That’s all the Withdrawal pole of the Compass of Shame.

The good part about withdrawal is that it does decrease the amount of shame we are feeling in that moment. The bad part is we’ve lost connection with others, and that’s pretty serious. It seems like it’s a win and it is a win for that particular moment of shame. But unless we learn what to do with shame and learn not to simply use withdrawal, we haven’t profited at all from what the spotlight has evolved to show us.

One of the problems with the Withdrawal pole of the Compass of Shame is that as we move toward withdrawal and away from others, losing connection with them so we’re not seen by them in our moment of shame. Many people have real problems with what we call abandonment, isolation, being shorn from the herd.  One of the things that shame does is to shear us away from others.

Well, some people just don’t want to have that feeling of abandonment, all of us sometimes and some people a lot of the time. So they reduce themselves so that another powerful person will take pity on them and make them feel less alone. They maintain themselves as a lesser being and they get the power of another person and we call that the Attack Self (diminish self) pole of the Compass.

The healthiest expression of this is when we might say yes officer, five miles over the speed limit, thank you very much sir. That’s healthy deference. What’s that line, where does an elephant sit? Anywhere it wants. That’s healthy, reasonable deference to power, but at the pathological end when we say to someone beat me, kick me, spit on me, treat me with contempt, just don’t leave me alone, that use of the Attack Self pole of the Compass of Shame is what we call masochism. It’s a terrible place to be in its most exaggerated form. In a classroom situation we’re supposed to say yes teacher, thank you very much. We defer to the teacher’s authority even though we’re feeling shame.

Well, there are a lot of people who don’t like withdrawing and they sure don’t like being falsely deferential and they don’t know any way to make the feeling of shame go away, so what they concentrate on is some piece of behavior or acquisition of a skill that makes them feel good about themselves. We can learn some sport and we can make our prowess at that sport the center of our identity for others so that even if I’m not very good at reading, I can be great at volleyball or basketball or something else. I don’t need to read while I’m on the basketball court, but I can feel really good if I can sink that ball. I can box, I can learn martial arts. There are a lot of things I can do, not just for their own pleasure, but because they give me a place of safety away from what the spotlight of shame was going to show me.

It’s great to look beautiful. It’s great to enjoy sexuality. It’s great to do a lot of things that feel good. But when you use them to shift attention away from what might bring you shame toward a competent, glorious self,  that’s what we call the Avoidance pole of the Compass of Shame. Most behavior at the Avoidance pole is relatively normal. We all like to look our best, we buy neat clothes, we might buy a great car, we like jewelry; there’s lots of stuff our culture trains us to do, buy, and act at the Avoidance pole. But the important thing is that to the extent we do this in order to avoid shame we’re not learning what shame wants to show us.

There are other things we can do at the Avoidance pole. It just so happens that alcohol makes the feeling of shame go away. In fact I’ve said often that shame is soluble in alcohol and boiled away by cocaine and the amphetamines. These drugs, which we sometimes call courage in a bottle, prevent the feeling of shame from taking hold. A good stiff drink will ward off the horrible feeling of shame. So this Avoidance pole is a pretty big part of our culture.

Now, there are times for all of us and a lifestyle for many of us when there’s nothing we can do that makes us feel good about making shame go away. So what we learn to do is to diminish somebody else by the put down. Diminishing somebody else, putting someone else down is what we call that the Attack Other pole of the Compass, and that’s what abuse is, laughing at someone, derision. All these ways that we can reduce somebody else when we feel diminished by what the shame spotlight is showing us, all of that is what we call the Attack Other pole of the Compass of Shame.

The four poles of the Compass of Shame:  Withdrawal (hiding), Attack Self (deference), Avoidance (look where I want you to look) and Attack Other (put down). Pretty soon the child learns at every age all four poles. The role of reading in this is pretty important. Because if this is the major experience children are having as they enter the education process and they can’t read because there’s something wrong with the code itself, then we’re exposing children to an unnecessary amount of shame experience that they must defend against when they are least skilled at handling shame. And if we can do anything to reduce the humiliation kids feel in school, we’re going to have a generation of kids who can learn far better than they ever have.  

Decoding Reflexes:

David Boulton:  In order to learn to read, the visual recognition of particular characters, is on one side, and on the other is the virtually heard or actually spoken stream of words that simulates the way that we talk to ourselves or talk to another. In between is an assembly process, a cognitive construction process that’s creating that stream. This isn’t something we can do consciously. It happens much faster than we can possibly participate in. Let’s put it this way, we can not volitionally, with self awareness, construct and work out this code, it has to happen faster than we can think.

Dr. Donald Nathanson: I’d like to respond to what you’ve just said because what I’m going to say is probably something you won’t use, but I want you to have the opportunity to play with it.

Everything I’m going to say now is things I haven’t said before so it’s going to come out muddy and I’m going to correct it a few times, but I want you to be able to discard this at least as a big piece. Sometimes the glib phrases we use are actually condensations of a far larger amount of information than we knew.

The term learning to read seems simple, that what we do is we take the information on the printed page, we read the code, we, as you’ve said so often, associate what we read with what we hear other people saying and we hear ourselves saying and the internal speech we call self talk. But learning to read is not just that process. It is a combination of that process plus the affective environment in which it is learned. So there really is no such thing as learning to read as when we teach a computer to do something, when we program a computer.  

Affect Scripts:

Dr. Donald Nathanson: In every aspect, when we learn to read our affective experiences of learning to read form what we call a script. It’s not a reflex where something happens the same way each time when you stretch a tendon. It’s a script that forms as the result of hundreds of affective experiences that we bundle together, then form into a bundle or family of scenes, and then develop an emotional, an affective response to the bundle.

So script formation is not really a reflex. Script formation is a highly complex assembly of similar scenes, and once the mind realizes that they are similar enough to be grouped, we have an attitude toward the group. At that point the affect that’s associated with the attitude becomes the governing affect of the process. Thus, if I’ve never had any trouble with reading, and everything they’ve given me in the succession called successful education allows me to take in information and I become stronger and larger and happier with everything I learn, then with avidity I look forward to every book given to me. But if my experience of reading is almost always fraught with shame, then shame comes to be the overriding, magnifying affect as we form scripts.

So if you’re going to use the word reflex, (which I interpret as the button that is pushed for a program), for a script that involves many, many experiences that are bundled and are then operated in terms of one affect, then for whatever the size of the group is that has trouble reading it will always be associated with shame. And there’s going to be another group that whenever they read it’s exciting. And there’s going to be another group which has experienced somewhere between those extremes. So it isn’t exactly a reflex, it’s a highly personal script developed for each one of us over time.

David Boulton:  Excellent. I want to make a distinction and it’s just a distinction for our conversation purposes to get us tracking between what some would call the ‘decoding reflex’ which is cognitive, and the affect script that you’re talking about. What happens when the reflex, and ‘reflex’ is in quotes, we can call it a script, when the brain has to develop routines that are not volitionally, consciously driven?

Dr. Donald Nathanson: That’s what we mean by scripts.

David Boulton:  I don’t know if you looked at the map that I made, but letters don’t have definitive sound values. They’re like a field, a quantum field of possibilities that collapse to a particular sound in context. There’s a process that has to go on to reduce this field of confusion to a coherent singularity that can be understood, named, said, spoken inside or outside.  

Code Processing: Affect & Cognition:

David Boulton: Let's say that we’re ‘inside’ the affect of interest, there isn’t any shame for a moment. Inside of this imagined space, inside of this stream of continuous interest, there’s still a necessity for this machine to form to work this code. Now inside the process of developing these scripts to work the code comes the shame. Now we’re bringing the other dimension in. So both of these things are forming inside of one another while somebody is learning to read.

Dr. Donald Nathanson: In a very important way you are separating the neo-cortical cognitive aspects of reading from the affective aspects of reading.

David Boulton:  Just in thought for a moment in order to bring them together and see what’s going on.    

Dr. Donald Nathanson: We agree completely.

David Boulton:  Okay.

Dr. Donald Nathanson: It’s very important to separate them and it’s equally important to rejoin them at the end.

David Boulton:  Right.

Dr. Donald Nathanson: So it’s possible, even using the logic you just described, it’s possible to say that many kids grow up afraid that if they don’t do it right they’re going to be humiliated. Other kids grow up knowing they’re not going to be able to read, so they have less shame because they have less affective investment in reading and there are all kinds of variations between them.

It is not simply that all children form this reading reflex. It may be true that every child has to, as you say, take the field and collapse the field.  It may be that every child has to collapse the field of possible meanings and pronunciations of a letter and that this is entirely a cognitive skill. But the affect that governs the process of collapsing the field ranges from comfortable interest to horrible shame and that range has not been examined before.

The critical importance of this work on understanding written language as a code that must be deciphered is that we now can look at the different affective implications in sub-populations of children. And if we can find a new way of explaining what it means to collapse the possible meanings and a new way of explaining how to approach reading and we do it in a way that has both teacher and the pupil interested, then we make a huge change in the way an entire population learns to read and that population’s attitude toward reading itself. 

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Welcome to the Children of the Code, a social education project intended to help catalyze and resource a revolution in our society's understanding of reading. The transcript you are reading is one of over 100 interviews conducted for the Children of the Code documentary series which is being produced for television, DVD and web distribution. The series explores the history and science of the code and the challenges involved in learning to read it. 

We are not selling anything. We don't advocate a particular methodology. We don't endorse experts or gurus. We are non-political.  We are not a project of the government, a university, a church, an institute, or a for-profit corporation. Our allegiance is simply and strictly to the health of our children's learning.  We would however like to express our gratitude to the many people and organizations who have contributed to our project or to the fields we are working in. The following is one such organization we wish to acknowledge and thank:

INTERVIEW TRANSCRIPTS AVAILABLE ONLINE: 

Dr. Grover (Russ) Whitehurst  Director, Institute of Education Sciences, Assistant Secretary of Education, U.S. Department of Education
Dr. Jack Shonkoff Chair, The National Scientific Council on the Developing Child; Co-Editor: From Neurons to Neighborhoods
Dr. Edward Kame'enui Commissioner for Special Education Research, U.S. Department of Education; Director, IDEA, University  of Oregon
Dr. G. Reid Lyon  Past Director, National Institute of Child Health and Human Development (NICHD) at the National Institutes of Health (NIH)
Dr. Keith Stanovich  Canadian Chair of Cognitive Science, University of Toronto
Dr. Mel Levine Co-Chair and Co-Founder, All Kinds of Minds; Author: A Mind at a Time, The Myth of Laziness & Ready or Not Here Life Comes
Dr. Alex Granzin  School District Psychologist, Past President, Oregon School Psychologists Association 
Dr. James J. Heckman Nobel Laureate, Economic Sciences 2000; Lead Author: The Productivity Argument for Investing in Young Children
Dr. Timothy Shanahan President (2006) International Reading Association, Chair National Early Literacy Panel, Member National Reading Panel
Nancy Hennessy  President, 2003-2005, International Dyslexia Association
Dr. Marilyn Jager Adams Senior ScientistSoliloquy Learning, Author: Beginning to Read: Thinking and Learning About Print
Dr. Michael Merzenich Chair of Otolaryngology, Integrative Neurosciences, UCSF;  Member National Academy of Sciences
Dr. Maryanne Wolf Director, Center for Reading & Language Research; Professor of Child Development, Tufts University
Dr. Todd Risley  Emeritus Professor of Psychology, University of Alaska, Co-author: Meaningful Differences
Dr. Sally Shaywitz  Neuroscientist, Department of Pediatrics, Yale University, Author: Overcoming Dyslexia
Dr. Louisa Moats  Director, Professional Development and Research Initiatives, Sopris West Educational Services
Dr. Zvia Breznitz Professor, Neuropsychology of Reading & Dyslexia, University of Haifa, Israel 
Rick Lavoie Learning Disabilities Specialist, Creator: How Difficult Can This Be?: The F.A.T. City Workshop & Last One Picked, First One Picked On
Dr.Charles Perfetti Professor, Psychology & Linguistics; Senior Scientist and Associate Director, Learning R&D Center, U. of Pittsburgh, PA
Arthur J. Rolnick Senior V.P. & Dir. of Research,  Federal Reserve Bank of Minneapolis;  Co- Author: The Economics of Early Childhood Development  

Dr. Richard Venezky  Professor, Educational Studies, Computer and  Information Sciences, and Linguistics, University of Delaware
Dr. Keith Rayner  Distinguished  Professor, University of Massachusetts, Author: Eye Movements in Reading and Information Processing
Dr. Paula Tallal  Professor of Neuroscience, Co-Director of the Center for Molecular and Behavioral Neuroscience, Rutgers University
Dr.John Searle  Mills Professor of the Philosophy of Mind and Language, University of California-Berkeley, Author: Mind, A Brief Introduction
Dr.Mark T. Greenberg Director, Prevention Research Center, Penn State Dept. of Human Development & Family Studies; CASEL Leadership Team
Dr. Terrence Deacon  Professor of Biological Anthropology and Linguistics at University of California- Berkeley

Chris Doherty  Ex-Program Director, National Reading First Program, U.S. Department of Education
Dr. Christof Koch Professor of Computation and Neural Systems,  Caltech - Author: The Quest for Consciousness: A Neurobiological Approach
Dr. Guy Deutscher Professor of Languages and Cultures of Ancient Mesopotamia, Holland; Author: Unfolding Language

Robert Wedgeworth  President, ProLiteracy, World's Largest Literacy Organization
Dr. Peter Leone  Director, National Center on Education, Disability and Juvenile Justice
Dr. Thomas Cable  Professor of English, University of Texas at Austin, Co-author: A History of the English Language
Pat Lindamood and Nanci Bell  Principal Scientists, Founders, Lindamood-Bell Learning Processes
Dr. Anne Cunningham  Director, Joint Doctoral Program in Special Education, Graduate School of Education at University of California-Berkeley
Dr. Donald L. Nathanson  Clinical Professor of Psychiatry and Human Behavior at Jefferson Medical College, Director of the Silvan S. Tomkins Institute 
Dr.Johanna Drucker  Chair of Media Studies, University of Virginia, Author: The Alphabetic Labyrinth
John H. Fisher  Medievalist, Leading authority on the development of the written English language, Author: The Emergence of Standard English
Dr. Malcolm Richardson   Chair, Dept. of English, Louisiana State University; Research: The Textual Awakening of the English Middle Classes  
James Wendorf  Executive Director, National Center for Learning Disabilities
Leonard Shlain Physician; Best-Selling Author: The Alphabet vs. The Goddess
Robert Sweet  Co-Founder, National Right to Read Foundation

FULL LIST OF OVER 100 COMPLETED INTERVIEWS

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"The Code and the Challenge of 
Learning to Read It"

talks, seminars, workshops, and conference presentations

 

Regardless of your preferred ideologies or methods of instruction, the better you understand the challenges involved in learning to read the better you can apply your preferred ideologies and methods to helping children through those challenges.

There is no substitute for your first-person learning.

Reading and Verbal Intelligence Exercise:

David Boulton: One of the things that some cognitive psychologists that I’ve talked to have to say about this is that our oral language culture today does not use very complicated vocabulary. The common language used on the street, in our worlds, in our home, on our television is at a pretty low threshold. We do not use complex, concise language except in writing. And for those that don’t read, they don’t get the exercise of a certain complexity in language that therefore, the consequence limits their verbal intelligence ceiling. We could go in lots of different directions.

The thing that I’m most interested in now that I’d like to hit if we could is for you and I to understand whenever we make a separation between the cognitive system and the affective system we’re doing it in order to create some understanding, to shine some lights on different aspects of the same process, that they’re inseparable.  

Learning Always Involves Both Affect and Cognition:

Dr. Donald Nathanson: But also to indicate that script formation or habits or learning always involves both. And until now learning has been taken as a non-affect related process.

David Boulton:  It’s been over mechanized. We haven’t realized that exactly as you said, that this machine is operating inside the spotlight system that’s directing attention and that is coming from affect.

Dr. Donald Nathanson: Yes.

David Boulton: Both at the general contextual focal point and also in the mechanics of the cognitive operation at a more micro level, both of those things are affect.

Dr. Donald Nathanson: Yes.    

The Effect of Learning to Read on Early Childhood Development:

David Boulton:  Okay. So you and I are together there, we’re moving fine. Now what I’m trying to say about the scripts and the reflexes is this: what’s happening? Here we’ve got this four or five-year-old child, very young, not emotionally mature and they’re bumping into this system and it’s part of the important context that who they are as a person is developing inside of.  It’s not just about the utility, the tool we use for being able to read, though, yes we can talk all day about how well somebody learns to read is predictive of their academic success, of their economic success and all of that and we will have lots of people speak to that, but what I’m most interested in here, is how the process of learning to read is actually effecting the structure and very early core of the development of who we are.

Again, most children, remember the statistics 60% of 12th graders are below proficiency, 68% of 4th graders. 60% of 12th graders are below the level expected in order to interface with education, meaning that they’re underneath it somehow. We know from the summary of thousands of research reports done by NICHD that the first thing that children feel about reading difficulty is they feel they’re at fault for it. They feel at fault for it. Something’s wrong with them. So most of our children are spending much if not most of their time in education feeling like there’s something wrong with them because of the way that this thing is working.

Dr. Donald Nathanson: In affect terms when a child or an adult feels that an incapacity is their fault, then this sense of being a defective person generalizes to other aspects of the personality. The idea that we’re defective or at fault because we can’t read then places us in a position where we want to avoid the bad feeling that comes when we can’t do it. And the more afraid we are of the awful feeling of humiliation that comes when we can’t do it, the more we avoid the educational process. It’s not just reading, it’s the idea of education.

And there are kids who leave education, kids everybody says but she’s so bright or he has such good ideas; these kids leave the education process, I believe, because they have so much of the sense of internalized shame that they can’t bear to expose themselves to that awful feeling

What Happens When Children Become Ashamed of their Minds?:

David Boulton:  As we spoke about over breakfast this morning in our conversation about children, like with Sara, or other kids we’ve talked to, children who experience prolonged shame during the process of learning to read, are in serious danger of learning to cope with the shame by convincing themselves: 'I’m not very smart'. What happens to a child who feels ashamed of their smartness? What is that going to do, the general effect of that, the general effect of being ashamed of your mind? My sense is that we’re teaching most of our children, unintentionally, to feel ashamed of their minds. And when we talk about avoiding things, what happens when we want to avoid the source of shame if we feel the functioning of our minds is the source?

Dr. Donald Nathanson: